The New Year is here and it is time to start off on the right foot by updating your BSA/AML/OFAC Compliance Program. To help with that, we wanted to share The Ultimate Regulatory Compliance Checklist to keep your policies and procedures up-to-date. Amending your BSA/AML/OFAC Compliance Program is an essential part of maintaining your banking […]
A Compliance Management System, or CMS, is an important part of an Institution’s compliance efforts to maintain legal compliance. An effective CMS is integrated into the overall framework of the institution. Establishing a customized CMS for your institution can be a daunting task, but we have put together some framework to help you better understand […]
Growing our team and partnering with the best in the regulatory industry is our mission, but adding expertise that increases the value of our services and leads us into emerging markets is a plus. By joining our team, Jill Emerson brings her comprehensive experience, keen eye for detail and thirst for more regulatory compliance. With […]
A large part of who we are, as a company, involves seeking talent that takes our programs, reviews and technology to the next level. Kris Welch is an industry professional with 20 years experience in the regulatory compliance sector and is the newest member of our compliance team. Kris has demonstrated dedication to her skill […]
As the compliance experts, we Pride Ourselves in Training (POinT) that does more than provide a certificate. Our CAMS certified representatives have constructed a comprehensive library of online automated training courses that goes beyond the text books and provides real-world applications, creating a higher standard of learning. Being in the financial service industry for over […]
