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Compliance Ongoing Support

Our team will provide ongoing support throughout the year to ensure you are up to date on all your MSB compliance requirements.

Team Consulting

“Capital Compliance Experts’ Annual Review Program allows me to sleep at night. I know my staff is trained, we’re prepared for audits and reviews at any time, and I can always call them whenever I have a question. They keep us up to date on the constantly changing compliance policies and requirements. The price is reasonable and actually saves me money compared to an annual review.”

Luis Gil, owner, La Fortuna Market, Palo Alto, CA

Services Include:

Ongoing Access to Designated Compliance Consultant(s)

  • Assistance with IRS Title 31 audits
  • Bank audit support
  • Licensing, registration and permit guidance
  • General compliance-related questions

Anti-Money Laundering Program

  • Maintain an up-to-date BSA/AML/OFAC compliance program
  • Be audit ready
  • Add, remove or improve your program as your business evolves

Third Party Independent Review

  • Annual BSA/AML/OFAC review included
  • Identify areas for improvement and prepare a plan for correction
  • Additional program testing as needed

Access to our secure online Compliance Management Portal and On POinT Training Center

  • Digitize your compliance program
  • Access to online training
  • Customized auditor access
  • Calendar reminders for important dates, license and registration renewals, etc.


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