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2024 Compliance Checklist

The Annual Regulatory Compliance Checklist – 2024

Posted on: January 8th, 2024 by Julie

Adapting to the evolving regulatory landscape is crucial for maintaining a robust banking relationship. Amend your BSA/AML/OFAC Compliance Program to align with the dynamic needs of your business. To assist you in staying abreast of these changes, we present an updated checklist designed to keep your policies and procedures current for 2024. Our team of […]

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The Importance of a Risk-Based Approach to your AML Program

The Importance of a Risk-Based Approach For Your BSA/AML Program

Posted on: May 31st, 2023 by Julie

A risk-based approach is essential for a healthy anti-money laundering (AML) program as it enables you to allocate resources efficiently, comply with regulatory expectations, enhance program effectiveness, detect emerging risks, demonstrate proactive risk management, and mitigate legal and reputational risks. When thinking about a risk-based approach for your AML program, a risk assessment is vital. […]

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Christian Javier Townsend, CAMS | Mercari, Inc.

Case Study: Mercari, Inc. – Transaction Monitoring & Filtering Review

Posted on: May 4th, 2023 by Julie

Mercari, Inc.’s (Mercari) recent experience with their transaction monitoring and filtering review helped them take a fresh look at their compliance process. The Client Mercari is a non-face-to-face marketplace that connects buyers and sellers who use a digital wallet balance to complete transactions. The parent company is based in Japan and operates in 48 states […]

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Awale Rage, CEO - Deero Services

Case Study: Compliance Saves Bank Account & Grows Business

Posted on: March 29th, 2023 by Julie

USA-based company with remittances to East Africa gets the compliance needed to save their banking relationship and grow their business. Deero Services (Deero) is a new worldwide money transfer company that operates in various states throughout the United States. Their primary remittance destination is East Africa, but they are looking to expand their portfolio. The […]

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