Gap Analysis

A Gap Analysis is a simplified approach for an independent organization to identify gaps, vulnerabilities and areas for improvement within your BSA/AML/OFAC program.

Gap Analysis

Our experts will evaluate whether your BSA/AML/OFAC program is adequately designed for maximum effectiveness. This will eliminate inefficiencies, streamline compliance processes and simplify communication.

loan

Areas of Your Program That We Will Evaluate:

Risk Assessment
Policies and Procedures
Training and Communications
Confidential Reporting Structure and Investigation Process
Third-Party Management
Mergers and Acquisitions

GET A QUOTE

Main Objective of Gap Analysis

The main objective of a Gap Analysis is to answer the following:

Is the compliance program being implemented effectively?
Does the compliance program work in practice?

Upon completion of a successful Gap Analysis, Capital Compliance Experts will provide a written report that will include an executive summary identifying unmitigated and/or high-risk items and recommendations.

GET A QUOTE