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CFPB Readiness Review

The purpose of a CFPB (Consumer Financial Protection Bureau) readiness review is to prepare businesses that offer consumer financial products and/or services for a CFPB audit. Our goal is to test the adequacy and effectiveness of the business’s compliance management system (CMS).

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Some items that will be covered in the review:

  • Effectiveness of Board and Management oversight
  • Risk Assessment
  • Policy and Procedure Development and Oversight
  • Training Program
  • Monitoring Activities
  • Historical Audits
  • Consumer Complaint Handling
  • Collection Practices
  • Vendor Oversight
  • Advertising and Marketing Review
  • Compliance-related Policies and Procedures

 

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How Does it Work?

Our team of experts will review your business in accordance with CFPB guidelines and examination procedures.

At the conclusion of the project, CCE will provide a final written report that will include an executive summary identifying unmitigated and/or high-risk items and recommendations for remediation. Additionally, the report will include recommended policy and control improvements, as well as best-practice solutions, to mitigate review findings and associated risks.

Not sure if a CFPB Readiness review is right for you and your business? Give us a call today! 855-922-4325

 
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Suggested Training

  • Equal Credit Opportunity Act
  • Electronic Funds Transfer Act
  • Truth in Lending Act
  • Fair Credit Reporting Act/Fair and Accurate Credit Transaction Act
  • Fair Debt Collection Practices Act
  • Service Members Civil Relief Act/Military Lending Act
  • Gramm-Leach-Bliley Act/Privacy
  • Unfair, Deceptive and Abusive Acts and Practices
  • Complaint Handling
  • Reg E
  • Dodd Frank
  • Human Trafficking
  • Elder Abuse

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We are here to help, contact us today for a free quote!

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FISCA ACAMS MSBA FSCNY CAMS CFSP IMTC
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