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Our AML Commitment

regulations

Meet or Exceed Regulations

Guaranteed to meet or exceed all banking and FinCEN regulations

deadline

Complete Within Deadline

Committed to completing your BSA/AML/OFAC program within your bank or IRS deadline

customized policies

Customized Policies

AML Program

business consulting

“When Wells Fargo told me I needed an AML Compliance Program and Third Party Review, I started searching for help, and spoke with several firms. When I told my auditor I was thinking about going with Capital Compliance Experts, he said, ‘Look no further. They are highly qualified and have an outstanding program.’ I could not be happier with their service, and even referred my father and his store to Capital Compliance Experts.”

Justin Savaya, owner, Mr. Jay’s Market, Mesa, AZ

Anti Money Laundering Program Servcies Include:

  • Written policies, procedures & internal controls designed to assure BSA/AML/OFAC compliance with BSA requirements
  • Designation, duties & responsibilities of the Compliance Officer
  • OFAC monitoring
  • CTR/SAR policies & procedures
  • Respondingto law enforcement & subpoenas
  • Up to 1-hour of free consultation with an ACAMS certified representative
  • Daily checklists for Compliance Officer & transaction monitoring procedures
  • Monitoring logs
  • BSA/AML/OFAC employee training & certification
  • Letter of adoption of AML policies
  • Owner & Compliance Officer resume
  • Customer Identification Program (CIP)
  • Independent review guidelines & template (optional)

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Let The Compliance Experts Help

Our Bank Secrecy Act (BSA)/Anti Money Laundering Compliance Programsare tailored to your business and will satisfy the needs of your banks and regulators.

We will walk you through it!

  • Step 1: We will work with you to assess your current BSA/AML/OFAC needs

  • Step 2: Our CAMS certified consultants will create a custom Anti Money Laundering Program for your business

  • Step 3: You submit the finished product to your bank or IRS auditor

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The Facts Q&A

The USA PATRIOT Act amended the Bank Secrecy Act (BSA) to require financial institutions to establish Anti Money Laundering programs.

What is an Anti Money Laundering Compliance Program?
A set of policies, procedures, laws or regulations designed to stop the practice of generating income through illegal actions.

Why do I need an Anti Money Laundering Program?
BSA/AML/OFAC programs provide proof of compliance and that your business can:

  • Detect and prevent money laundering red flags and terrorist financing
  • Comply with local BSA/AML/OFAC regulations, record keeping and reporting requirements
  • Identify suspicious activity and transactions with “know your customer (KYC)” practices
  • Recognize the severe penalties of noncompliance
  • Produce an Independent Review of your BSA/AML/OFAC program by a qualified third party reviewer

Is the AML program provided by my money transfer company enough for my business?
If that is the only MSB service you offer at your business then yes. However if you have multiple MSB services we highly advise a custom AML program that puts together all your AML policies and procedures.

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