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Our Independent Review Commitment

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  • We will work with you to address any deficiencies identified in the review
  • Committed to completing your Independent Review within your bank or IRS deadline

Independent Review Services Include:

  • Overview of business
  • Optional Transaction testing and analysis
  • Risk Assessment
  • Review of BSA/AML/OFAC Compliance Program
  • Review of employee training & certification procedures
  • Internal monitoring systems
  • Transaction testing & analysis
  • Licensing & permits
  • Review of external audits
  • Recommendations & deficiencies
  • Review of OFAC compliance
  • Review of CTRs/SARs
  • Verification of agent agreements
  • Access to the Compliance Management Portal
  • Annual Compliance Oversight

Let The Compliance Experts Help

Have you received a letter from your bank or the IRS?
We have extensive experience with, and are referred by, leading banks and auditors.
We will walk you through it!

  • Step 1: We will gather information from you regarding your business including your BSA/AML/OFAC program and transaction reporting

  • Step 2: Our certified CAMS representatives will review your BSA/AML/OFAC program and MSB activity

  • Step 3: Your reviewer will write up a final report for delivery to your financial institution or IRS auditor

Optionally, we can create a plan to address any deficiencies found in your BSA/AML/OFAC Program and can provide consulting services to help gain approval from your financial institution.

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The Facts

A Third Party Independent Review (independent audit) requires a properly qualified professional, accounting firm or CAMS consultant, like Capital Compliance Experts, to perform the review.

Why do I need a Third Party Independent Review?

The independent audit assesses the level of money laundering risk for your business and provides a fair and unbiased opinion of the Anti Money Laundering compliance program. The objective is to ensure the program meets all requirements of the Bank Secrecy Act (BSA).

 

“I did not know who to turn to for my third party independent review. My bookkeeper and lawyer couldn’t do what the bank required, and my business was at risk. The team at Capital Compliance Experts found the problems with our compliance program, and made the proper recommendations that met all of the requirements my bank has for MSB services. Thank you Capital Compliance Experts!”

Abel Jimenez, owner, Los Mexicanos, Oakland, CA

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