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Year in Review- 2019

Year in Review- 2019

Posted on: December 18th, 2019 by Julie

                    If  you would like any information or a copy of any of the Industry Presentations we did this year, let us know. info@CapitalComplianceExperts.com

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Year in Review- 2018

Year in Review- 2018

Posted on: January 8th, 2019 by Julie

          

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Compliance Technology Expertise Joins Capital Compliance Experts

Compliance Technology Expertise Joins Capital Compliance Experts

Posted on: January 8th, 2018 by Julie

As part of our partnership with Global Compliance Systems (GCS), we get the pleasure of working with their arsenal of talent. Chris Kawula is an accomplished senior executive with broad general management experience in financial services. He has a deep understanding of retail networks, service providers and their unique compliance needs.  It is this knowledge, experience […]

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Year In Review- 2017

Year In Review- 2017

Posted on: December 27th, 2017 by Julie

        

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An Auditing Specialist Banding Together with the Experts

An Auditing Specialist Banding Together with the Experts

Posted on: October 18th, 2017 by Julie

The regulatory compliance landscape is complex, demanding and full of rules and regulation and we have discovered the right person to tackle the most convoluted compliance issues head-on. Brandi Reynolds, CAMS-Audit is the latest addition to join our compliance team. She comes to us with a dynamic skill set and a constant thirst to challenge […]

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