The Ultimate Regulatory Compliance Checklist – 2019
The New Year is here and it is time to start off on the right foot by updating your BSA/AML/OFAC Compliance Program. To help with that, we wanted to share The Ultimate Regulatory Compliance Checklist to keep your policies and procedures up-to-date.
Amending your BSA/AML/OFAC Compliance Program is an essential part of maintaining your banking relationship and keeping your audits painless as possible.
Our CAMS team has compiled a list of standard compliance items that need to be updated, at least annually.
If you would like assistance with any of the above, contact us.