Annual Compliance Checklist
By: Julie on January 14, 2019
The New Year is here and it is time to start off on the right foot by updating your BSA/AML/OFAC Compliance Program. To help with that, we wanted to share The Ultimate Regulatory Compliance Checklist to keep your policies and procedures up-to-date. Amending your BSA/AML/OFAC Compliance Program is an essential part of maintaining your banking relationship and keeping your audits… Read More
Compliance Personality Traits
By: Julie on June 12, 2018
What's Your Compliance Personality? There are countless things we have learned from being in financial services for over 40 years, but one of the most valuable is how to develop and improve compliance services and technology solutions based off of the needs of the many personalities that we have worked with along the way. We have analyzed and categorized our… Read More
Transaction Monitoring- What is it?
By: Julie on May 7, 2018
The fundamentals of a transaction monitoring system is to identify and protect a financial service center from transactions that are not compliant with the Bank Secrecy Act (BSA), anti money laundering (AML) rules and regulations and the Office of Foreign Assets Control (OFAC). A transaction monitoring system is necessary because it is almost impossible to safeguard your business without one.… Read More
The Ultimate Regulatory Compliance Checklist
By: Julie on December 20, 2017
Update Your Compliance Programs As a new year approaches, a full year of rules and regulations has passed and that means it is time to update your BSA/AML program. In doing so, we want to share our ultimate regulatory compliance checklist to help get you on the right track. Our team of CAMS consultants work closely with auditors all year long.… Read More
Building an Expert Team- Robert Villapando
By: Julie on June 20, 2017
One of the intriguing aspects regarding lending and regulatory compliance is that it is ever changing. Because of its rapid evolution, we are constantly adding talent to keep up with the demands of the industry. With over 25 years experience of direct BSA/AML compliance, audit and underwriting audits, Robert Villapando not only has a diverse background, but he also has… Read More
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