OUR AML COMMITMENT:

  • Guaranteed to meet or exceed all banking and FinCEN regulations
  • Committed to completing your AML program within your bank or IRS deadline
AML Compliance Guidelines, Rules, Regulations, Anti-Money Laundering

"Compliance is everybody's business."

ANTI-MONEY LAUNDERING PROGRAM SERVICES INCLUDE:

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  • Written policies, procedures & internal controls designed to assure AML compliance with BSA requirements
  • Designation, duties & responsibilities of the Compliance Officer
  • OFAC monitoring
  • CTR/SAR policies & procedures
  • Respond to law enforcement & subpoenas
  • Up to 1-hour of free consultation with an ACAMS certified representative
  • Daily checklists for Compliance Officer & transaction monitoring procedures
  • Monitoring logs
  • AML/BSA training & certification
  • Letter of adoption of AML policies
  • Owner & Compliance Officer resume
  • Customer Identification Program (CIP)
  • Independent review guidelines & template (optional)

LET THE COMPLIANCE EXPERTS HELP

We are the preferred Anti-Money Laundering Compliance Program experts for banks, IRS auditors, service providers and money service businesses.

We will walk you through it!

  • Step 1: We will work with you to assess your current AML needs
  • Step 2: Our CAMS certified representatives will create a custom Anti-Money Laundering Program for your business
  • Step 3: You submit the finished product to your bank or IRS auditor
AML document pdf file table of contents

THE FACTS:

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The USA Patriot Act amended the Bank Secrecy Act (BSA) to require financial institutions to establish Anti-Money Laundering programs. Click HERE to learn more.

What is an Anti-Money Laundering Compliance Program?

A set of policies, procedures, laws or regulations designed to stop the practice of generating income through illegal actions.

Why do I need an Anti-Money Laundering Program?

AML programs provide proof of compliance and that your business can:

  • Detect and prevent money laundering red flags and terrorist financing
  • Comply with local AML regulations, recordkeeping and reporting requirements
  • Identify suspicious activity and transactions with “know your customer (KYC)” practices
  • Recognize the severe penalties of noncompliance
  • Produce an Independent Review of your AML program by a qualified third party reviewer

"When Wells Fargo told me I needed an AML Compliance Program and Third Party Review, I started searching for help, and spoke with several firms. When I told my auditor I was thinking about going with Capital Compliance Experts, he said, ‘Look no further. They are highly qualified and have an outstanding program.’ I could not be happier with their service, and even referred my father and his store to Capital Compliance Experts."

Justin Savaya, owner, Mr. Jay’s Market, Mesa, AZ