OUR AML COMMITMENT:

  • Guaranteed to meet or exceed all banking and FinCEN regulations
  • Committed to completing your BSA/AML program within your bank or IRS deadline
AML Compliance Guidelines, Rules, Regulations, Anti-Money Laundering

"Compliance is everybody's business."

ANTI MONEY LAUNDERING PROGRAM SERVICES INCLUDE:

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  • Written policies, procedures & internal controls designed to assure BSA/AML compliance with BSA requirements
  • Designation, duties & responsibilities of the Compliance Officer
  • OFAC monitoring
  • CTR/SAR policies & procedures
  • Respond to law enforcement & subpoenas
  • Up to 1-hour of free consultation with an ACAMS certified representative
  • Daily checklists for Compliance Officer & transaction monitoring procedures
  • Monitoring logs
  • BSA/AML employee training & certification
  • Letter of adoption of AML policies
  • Owner & Compliance Officer resume
  • Customer Identification Program (CIP)
  • Independent review guidelines & template (optional)

LET THE COMPLIANCE EXPERTS HELP

Our Bank Secrecy Act (BSA)/Anti Money Laundering Compliance Program are tailored to your business and will satisfy the needs of your banks and regulators.

We will walk you through it!

  • Step 1: We will work with you to assess your current BSA/AML needs
  • Step 2: Our CAMS certified representatives will create a custom Anti Money Laundering Program for your business
  • Step 3: You submit the finished product to your bank or IRS auditor
AML document pdf file table of contents

THE FACTS:

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The USA PATRIOT Act amended the Bank Secrecy Act (BSA) to require financial institutions to establish Anti Money Laundering programs. Click HERE to learn more.

What is an Anti Money Laundering Compliance Program?

A set of policies, procedures, laws or regulations designed to stop the practice of generating income through illegal actions.

Why do I need an Anti Money Laundering Program?

BSA/AML programs provide proof of compliance and that your business can:

  • Detect and prevent money laundering red flags and terrorist financing
  • Comply with local BSA/AML regulations, record keeping and reporting requirements
  • Identify suspicious activity and transactions with “know your customer (KYC)” practices
  • Recognize the severe penalties of noncompliance
  • Produce an Independent Review of your BSA/AML program by a qualified third party reviewer

"When Wells Fargo told me I needed an AML Compliance Program and Third Party Review, I started searching for help, and spoke with several firms. When I told my auditor I was thinking about going with Capital Compliance Experts, he said, ‘Look no further. They are highly qualified and have an outstanding program.’ I could not be happier with their service, and even referred my father and his store to Capital Compliance Experts."

Justin Savaya, owner, Mr. Jay’s Market, Mesa, AZ