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10 Reasons You (MSBs and FSCs) are Being Discontinued or Declined by Your Bank

10 Reasons You (MSBs and FSCs) are Being Discontinued or Declined by Your Bank

Posted on: July 18th, 2017

While there are many reasons for being declined by a bank as an MSB or FSC, these are some of the most common: 10. PROCRASTINATION Many of our clients come to us at the 11th hour. If you receive a letter from the bank, make sure to inform us, or your preferred compliance consultant early. […]

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A Partnership: Joining Forces to Improve the Compliance Industry

A Partnership: Joining Forces to Improve the Compliance Industry

Posted on: March 30th, 2017

One of the building blocks to hand-crafting our team is to seek key players that not only add value to our current services, but ones that also expand the parameters of our trade. Debbi Roberts has joined the ranks of Capital Compliance Experts and she is the epitome of cultivating relationships for emerging markets. With […]

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From the Front Lines to Behind the Curtain

From the Front Lines to Behind the Curtain

Posted on: March 27th, 2017

At Capital Compliance Experts, we are committed to building a team with the skills that add value to our customers, business and to the services we offer. Our newest edition, Jessica Escamilla, brings nine years of front-line financial service experience and customer facing industry knowledge to our crew. As our new Compliance Specialist, one of Jessica’s […]

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On POinT Compliance Training Center

On POinT Compliance Training Center

Posted on: July 1st, 2016

As the compliance experts, we Pride Ourselves in Training (POinT) that does more than provide a certificate. Our CAMS certified representatives have constructed a comprehensive library of online automated training courses that goes beyond the text books and provides real-world applications, creating a higher standard of learning. Being in the financial service industry for over […]

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New Compliance Management Portal Features Now Available

New Compliance Management Portal Features Now Available

Posted on: April 25th, 2016

The Compliance Management Portal just got a little better with some great, convenient new features. You can manage your compliance from anywhere on the web, be audit ready year-round and now enjoy… SPANISH TRAINING Training your staff can be a difficult and timely process and when English is their second language, it can be even […]

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