Improve Your BSA/AML Compliance Productivity with the Upgraded Compliance Management Portal
Improve Your BSA/AML Compliance Productivity with the Upgraded Compliance Management Portal
February 6, 2018

The Capital Compliance Experts have upgraded the Compliance Management Portal with a new user-friendly interface that boosts productivity with intuitive navigation and new features that enhance the already comprehensive tool.

Portal Features Include:

  • Automated Transaction Monitoring- New tool
  • Online Employee Training- New courses available
  • Digital Monitoring Logs
  • Calendar Reminders- New functionality
  • Document Storage
  • CTR/SAR Filing



The upgraded Compliance Management Portal was designed to have a cleaner and more organized look and feel. The overall design changes are significantly more appealing due to the reorganization of the all-inclusive compliance management tools.

The New Portal


The automated transaction monitoring tool, Compliance IQ, drastically reduces the time it takes to review countless transactions through automated analysis of data, transaction aggregation across stores, products and vendors, OFAC screening, and automated CTR/SAR filing with FinCEN.

Compliance IQ Features:

  • Batch Processing
  • Real Time API
  • Automated Analysis
  • Detailed Reports
  • Automated Filing
  • Aggregated Data



On track with bringing you the most up-to-date and comprehensive library of online automated training courses, we have added new and engaging learning plans that will enhance your BSA/AML compliance programs.

New Training Courses:

  • Automated Clearing House (ACH)
  • Elder Financial Abuse
  • Equal Credit Opportunity Act (ECOA), Adverse Action & Regulation B
  • Gramm Leach Bliley Act (GLBA)
  • Pretext Calling & Social Engineering
  • Safeguarding Customer Information


Click HERE for the full list of courses available.


When working with our Annual Compliance Oversight Program exclusive members, we learned that it is more important than ever to automate as many of the compliance processes as possible. A big part of this is being reminded when crucial documents are up for renewal.  Calendar Reminders provide email alerts directly to your inbox when reviews, permits and registrations are due.

New Functionality:

  • New interface with an Intuitive user experience
  • Add up to two notification for one reminder type
  • Attach files in the body of the reminder
  • Set the specific time the notification will be delivered
  • Add additional emails to receive the notifications
  • Set the reminder to be a recurring event


The Compliance Management Portal was created in a response to simplify the BSA/AML compliance processes. With over 40 years experience in the financial services industry, our team of CAMS consultants have created a platform that combines functionality with convenience.

The secure, online Compliance Management Portal brings all of our compliance services together into one place, to be accessed with just one click.

To schedule a demo, contact us.

(855) 922-4325

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