Hola- Compliance Servicios en Español
By: Julie on July 6, 2018
Nos complace anunciar que nuestros increíbles servicios de cumplimiento y soluciones tecnológicas ahora están disponibles con asistencia en Español. Entendemos que el cumplimiento normativo puede ser abrumador y si las cartas, los documentos y la capacitación no están en el idioma con el que se siente cómodo, eso intensificará el desorden. Con nuestra ayuda en español, tendrá a alguien que… Read More
Compliance Personality Traits
By: Julie on June 12, 2018
What's Your Compliance Personality? There are countless things we have learned from being in financial services for over 40 years, but one of the most valuable is how to develop and improve compliance services and technology solutions based off of the needs of the many personalities that we have worked with along the way. We have analyzed and categorized our… Read More
The New Compliance Management Portal
By: Julie on February 6, 2018
The Capital Compliance Experts have upgraded the Compliance Management Portal with a new user-friendly interface that boosts productivity with intuitive navigation and new features that enhance the already comprehensive tool. Portal Features Include: Automated Transaction Monitoring- New tool Online Employee Training- New courses available Digital Monitoring Logs Calendar Reminders- New functionality Document Storage CTR/SAR Filing   NEW PORTAL INTERFACE The… Read More
Customer Spotlight
By: Julie on January 23, 2017
Juvenal Chavez, Owner La Plaza Supermarket- Bay Area Juvenal Chavez has been in the money service business industry for decades and has seen the financial services industry go through many changes. One of the things that he has learned along the way is that, “you cannot do business the way you used to.” Juvenal started his relationship with Capital Retail… Read More
The AML Pillars
By: Julie on March 24, 2016
Compliance in accordance to anti-money laundering requirements and the Bank Secrecy Act. PILLAR #1 DESIGNATION OF A COMPLIANCE OFFICER This is the pillar that is most likely the easiest to grasp and the one that seems the most self-explanatory. However, it goes beyond simply designating someone in your organization to be the Compliance Officer because they hold many responsibilities. The… Read More
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