The New Compliance Management Portal
By: Julie on February 6, 2018
The Capital Compliance Experts have upgraded the Compliance Management Portal with a new user-friendly interface that boosts productivity with intuitive navigation and new features that enhance the already comprehensive tool. Portal Features Include: Automated Transaction Monitoring- New tool Online Employee Training- New courses available Digital Monitoring Logs Calendar Reminders- New functionality Document Storage CTR/SAR Filing   NEW PORTAL INTERFACE The… Read More
BSA/AML Risk Assessment
By: Julie on January 30, 2018
Recently, our CAMS consultants have notice an up-rise in examiners requesting BSA/AML Risk Assessment Reviews from our customers. Although a risk assessment is nothing new, the rules and regulations are, and a risk assessment allows a financial institution to establish a more comprehensive Anti-Money Laundering (AML) Compliance Program. WHAT IS A BSA/AML RISK ASSESSMENT? By definition, a BSA/AML Risk Assessment… Read More
Product Launch- Automated Transaction Monitoring
By: Julie on January 24, 2018
Capital Compliance Experts has officially released their innovative automated transaction monitoring tool - Compliance IQ. The patent pending automated monitoring tool is a comprehensive solution that reinforces compliance management processes by identifying high risk activity. The automated transaction monitoring tool drastically reduces the time it takes to review countless transactions through automated analysis of data, transaction aggregation across stores, products… Read More
Capital Retail Solutions- Breaking News
By: Julie on November 2, 2017
COMPLIANCE TECHNOLOGY CHANGING THE INDUSTRY Capital Compliance Experts (CCE), a wholly owned subsidiary of Capital Retail Solutions, Inc. and a foremost leader in the MSB compliance field, is proud to announce its newest product offering and new partnership with the burgeoning RegTech software company, Global Compliance Systems (GCS). INDUSTRY LEADER Being a leader in the industry, it has always been… Read More
Compliance Management Systems (CMS) Tips
By: Julie on October 26, 2017
A Compliance Management System or CMS is an important part of an Institution’s compliance efforts to maintain legal compliance. An effective CMS is integrated into the overall framework of the institution. Establishing a customized CMS for your institution can be a daunting task, but we have put together some framework to help you better understand the key components. Financial Service… Read More
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