Nos complace anunciar que nuestros increíbles servicios de cumplimiento y soluciones tecnológicas ahora están disponibles con asistencia en Español. Entendemos que el cumplimiento normativo puede ser abrumador y si las cartas, los documentos y la capacitación no están en el idioma con el que se siente cómodo, eso intensificará el desorden. Con nuestra ayuda en […]
An important component of understanding your risk levels is identifying gaps, vulnerabilities and potential problems prior to a regulatory audit. While there are many components to a Gap Analysis, the key benefits are: KEY BENEFITS OF A GAP ANALYSIS High Level Analysis Into the 4 pillars of Your Compliance Program Identifying Inefficiencies and Areas […]
The regulatory compliance landscape is complex, demanding and full of rules and regulation and we have discovered the right person to tackle the most convoluted compliance issues head-on. Brandi Reynolds, CAMS-Audit is the latest addition to join our compliance team. She comes to us with a dynamic skill set and a constant thirst to challenge […]
While there are many reasons for being declined by a bank as an MSB or FSC, these are some of the most common: 10. PROCRASTINATION Many of our clients come to us at the 11th hour. If you receive a letter from the bank, make sure to inform us, or your preferred compliance consultant early. […]
One of the intriguing aspects regarding lending and regulatory compliance is that it is ever changing. Because of its rapid evolution, we are constantly adding talent to keep up with the demands of the industry. With over 25 years experience of direct BSA/AML compliance, audit and underwriting audits, Robert Villapando not only has a diverse […]
