FinCEN Notice
By: Julie on June 9, 2020
Financial Crimes Enforcement Network (FinCEN) released a┬ánotice on May 18, 2020 in response to reporting requirements as they relate to COVID-19. The COVID-19 pandemic has left many of us vulnerable. It is important now more than ever to report suspicious activity to combat financial crimes. BSA REPORTING OBLIGATIONS FinCEN expects financial institutions to adhere to their Bank Secrecy Act (BSA)… Read More
The Importance of Training
By: Julie on May 11, 2020
By now, everyone in the financial services industry should be familiar with what an Anti-Money Laundering (AML) Compliance Program is and its purpose. There is one very important aspect of an AML compliance program that is often overlooked, which is implementing an ongoing training program for any and all employees conducting money service transactions in your business. Having a thorough… Read More
Product Launch- Automated Transaction Monitoring
By: Julie on January 24, 2018
Capital Compliance Experts has officially released their innovative automated transaction monitoring tool - Compliance IQ. The patent pending automated monitoring tool is a comprehensive solution that reinforces compliance management processes by identifying high risk activity. The automated transaction monitoring tool drastically reduces the time it takes to review countless transactions through automated analysis of data, transaction aggregation across stores, products… Read More
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