Official Launch: Automated Transaction Monitoring Tool- Compliance IQ
Official Launch: Automated Transaction Monitoring Tool- Compliance IQ
January 24, 2018

Capital Compliance Experts has officially released their innovative automated transaction monitoring tool – Compliance IQ. The patent pending automated monitoring tool is a comprehensive solution that reinforces compliance management processes by identifying high risk activity.

The automated transaction monitoring tool drastically reduces the time it takes to review countless transactions through automated analysis of data, transaction aggregation across stores, products and vendors, OFAC screening, and automated CTR/SAR filing with FinCEN.

Available through the Compliance Management Portal, Compliance IQ features:

  • Batch Processing
  • Real Time API
  • Automated Analysis
  • Detailed Reports
  • Automated Filing
  • Aggregated Data



Upload your transaction data and receive automated analysis of data integrity, customer ID/KYC, business rules, alerts and suspicious transactions.


All the benefits of Batch Processing plus real time alerts to vendor system, enhanced due diligence at point of sale and real time aggregation.


Identify unresolved alerts, high utilization system users and single vs repeat customers.


Pull customized reports that provide thorough information.


Detect transaction patterns requiring attention, identify groups of suspicious transactions and automatically file SAR and CTR reports with FinCEN.


Aggregates and applied business rules across multiple stores, products and vendors.

The Compliance Management Portal currently hosts services such as automated employee training, document storage, calendar reminders, monitoring logs and now Compliance IQ automated transaction monitoring.

With regulations like Part 504 passed by The New York State Department of Financial Services (NYS DFS), the Compliance IQ transaction monitoring launch could not come at a better time. The Part 504 rule requires, amongst other provisions, that all financial service institutions in the state of New York have a transaction monitoring system in place by April 2018.

Compliance IQ was created by professionals that have over 80 years of combined financial service industry experience. Developed specifically for cash based businesses, this tool checks all the boxes required to comply with current and trending rules and regulations.

About the Author

Julie Sepulveda
Marketing Coordinator

I have a love for design, organization and family.

Posted in: Compliance News, Financial Services News, Product Highlight
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