On: June 6, 2017
Growing our team and partnering with the best in the regulatory industry is our mission, but adding expertise that increases the value of our services and leads us into emerging markets is a plus. By joining our team, Jill Emerson brings her comprehensive experience, keen eye for detail and thirst for more regulatory compliance. With 28 years experience within the… Read More
On: May 22, 2017
A large part of who we are, as a company, involves seeking talent that takes our programs, reviews and technology to the next level. Kris Welch is an industry professional with 20 years experience in the regulatory compliance sector and is the newest member of our compliance team. Kris has demonstrated dedication to her skill set by earning the Certified… Read More
On: May 15, 2017
The New York State Department of Financial Services’ new Cybersecurity Requirements for Financial Services Companies came into effect on March 1, 2017, with many transition dates for different requirements.  By February 15, 2018, all covered entities must certify that they comply with the law. There is no time to waste. Covered Entities include any business that requires authorization under New… Read More
On: March 30, 2017
One of the building blocks to hand-crafting our team is to seek key players that not only add value to our current services, but ones that also expand the parameters of our trade. Debbi Roberts has joined the ranks of Capital Compliance Experts and she is the epitome of cultivating relationships for emerging markets. With over 20 years of experience,… Read More
On: March 27, 2017
At Capital Compliance Experts, we are committed to building a team with the skills that add value to our customers, business and to the services we offer. Our newest edition, Jessica Escamilla, brings nine years of front-line financial service experience and customer facing industry knowledge to our crew. As our new Compliance Specialist, one of Jessica’s roles is to consult with… Read More
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