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Breaking Down the New York Part 504 Regulation

Breaking Down the New York Part 504 Regulation

Posted on: January 30th, 2018 by Julie

The New York State Department of Financial Services (NYS DFS) enacted a new AML regulation, Part 504. In response to the shortcomings identified in transaction monitoring, the NYS DFS, which regulates financial, insurance, and banking industries in New York, ruled that the Banking Division Transaction Monitoring, Filtering Program Requirements and Certifications lacked robust governance, oversight, […]

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An Auditing Specialist Banding Together with the Experts

An Auditing Specialist Banding Together with the Experts

Posted on: October 18th, 2017 by Julie

The regulatory compliance landscape is complex, demanding and full of rules and regulation and we have discovered the right person to tackle the most convoluted compliance issues head-on. Brandi Reynolds, CAMS-Audit is the latest addition to join our compliance team. She comes to us with a dynamic skill set and a constant thirst to challenge […]

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