Compliance Management Systems (CMS) Tips
By: Julie on October 26, 2017
A Compliance Management System or CMS is an important part of an Institution’s compliance efforts to maintain legal compliance. An effective CMS is integrated into the overall framework of the institution. Establishing a customized CMS for your institution can be a daunting task, but we have put together some framework to help you better understand the key components. Financial Service… Read More
Building An Expert Team- Brandi Reynolds
By: Julie on October 18, 2017
The regulatory compliance landscape is complex, demanding and full of rules and regulation and we have discovered the right person to tackle the most convoluted compliance issues head-on. Brandi Reynolds, CAMS-Audit is the latest addition to join our compliance team. She comes to us with a dynamic skill set and a constant thirst to challenge herself. “I enjoy the fact… Read More
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